0001144204-05-004886.txt : 20120725
0001144204-05-004886.hdr.sgml : 20120725
20050215130555
ACCESSION NUMBER: 0001144204-05-004886
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20050215
DATE AS OF CHANGE: 20050215
GROUP MEMBERS: J.P. MORGAN PARTNERS (SBIC), LLC ("JPMP (SBIC)")
GROUP MEMBERS: J.P. MORGAN PARTNERS GLOBAL INVESTORS (CAYMAN) II, L.P.
GROUP MEMBERS: J.P. MORGAN PARTNERS GLOBAL INVESTORS (CAYMAN), L.P. ("JPMP
GROUP MEMBERS: J.P. MORGAN PARTNERS GLOBAL INVESTORS (SELLDOWN), L.P.
GROUP MEMBERS: J.P. MORGAN PARTNERS GLOBAL INVESTORS A, L.P. ("JPMP GLOBAL
GROUP MEMBERS: J.P. MORGAN PARTNERS GLOBAL INVESTORS, L.P. ("JPMP GLOBAL")
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: CORGENTECH INC
CENTRAL INDEX KEY: 0001131517
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 770503399
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-79795
FILM NUMBER: 05616022
BUSINESS ADDRESS:
STREET 1: 650 GATEWAY BOULEVARD
STREET 2: --
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
BUSINESS PHONE: 6506249600
MAIL ADDRESS:
STREET 1: 650 GATEWAY BOULEVARD
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: J P MORGAN PARTNERS SBIC LLC
CENTRAL INDEX KEY: 0001106605
IRS NUMBER: 133376808
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: J.P. MORGAN PARTNERS
STREET 2: 1221 AVENUE OF THE AMERICAS 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 2128993400
MAIL ADDRESS:
STREET 1: J.P. MORGAN PARTNERS
STREET 2: 1221 AVENUE OF THE AMERICAS 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
FORMER COMPANY:
FORMER CONFORMED NAME: CHASE VENTURE CAPITAL ASSOCIATES LLC
DATE OF NAME CHANGE: 20000214
SC 13G
1
v012948.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Rule 13d-102)
Informationto be Included in Statements Filed
Pursuant to Rule 13d-1(b)(c), and
(d) and Amendments thereto
Filed Pursuant to Rule 13d-2(b)
Corgentech, Inc.
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
--------------------------------------------------------------------------------
(Title of Class of Securities)
21872P105
---------------------------------------------------------------------
(CUSIP Number)
December 31, 2004
--------------------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
|_| Rule 13d-1(b)
|_| Rule 13d-1(c)
|X| Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
Page 1 of 20 Pages
SCHEDULE 13G
Issuer: Corgentech, Inc. CUSIP No: 21872P105
--------------------------------------------------------------------------------
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
J.P. Morgan Partners (SBIC), LLC
13-3371826
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) |_|
(b) |_|
--------------------------------------------------------------------------------
3. SEC Use
Only
--------------------------------------------------------------------------------
4. Citizenship or Place of
Organization
Delaware
--------------------------------------------------------------------------------
Number of Shares 5. Sole Voting 3,005,692 shares of Common Stock
Beneficially Power (includes Options to purchase 40,000)
Owned by Each --------------------------------------------------------
Reporting Person
With: 6. Shared Voting
Power
-------------------------------------------------------
7. Sole Dispositive 3,005,692 shares of Common Stock
Power (includes Options to purchase
40,000 shares)
--------------------------------------------------------
8. Shared Dispositive
Power
--------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned
by Each Reporting Person 3,005,692 shares of Common Stock
Check box if the Aggregate Amount
in Row (9) Excludes
10. Certain Shares |_|
(See Instructions)
11. Percent of Class Represented by
Amount in Row (9) 10.8%
--------------------------------------------------------------------------------
12. Type of Reporting Person (See Instructions) 00
--------------------------------------------------------------------------------
Page 2 of 20 pages
SCHEDULE 13G
Issuer: Corgentech, Inc. CUSIP No: 21872P105
--------------------------------------------------------------------------------
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
J.P. Morgan Partners Global Investors, L.P.
13-4197054
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) |_|
(b) |_|
--------------------------------------------------------------------------------
3. SEC Use
Only
--------------------------------------------------------------------------------
4. Citizenship or Place of
Organization
Delaware
--------------------------------------------------------------------------------
Number of Shares 5. Sole Voting 416,373 shares of Common Stock
Beneficially Power
Owned by Each --------------------------------------------------------
Reporting Person
With: 6. Shared Voting
Power
-------------------------------------------------------
7. Sole Dispositive
Power 416,373 shares of Common Stock
--------------------------------------------------------
8. Shared Dispositive
Power
--------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned
by Each Reporting Person 416,373 shares of Common Stock
Check box if the Aggregate Amount
in Row (9) Excludes
10. Certain Shares |_|
(See Instructions)
11. Percent of Class Represented by
Amount in Row (9) 1.5%
--------------------------------------------------------------------------------
12. Type of Reporting Person (See Instructions) PN
--------------------------------------------------------------------------------
Page 3 of 20 pages
SCHEDULE 13G
Issuer: Corgentech, Inc. CUSIP No: 21872P105
--------------------------------------------------------------------------------
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
J.P. Morgan Partners Global Investors A, L.P.
26-0032493
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) |_|
(b) |_|
--------------------------------------------------------------------------------
3. SEC Use
Only
--------------------------------------------------------------------------------
4. Citizenship or Place of
Organization
Delaware
--------------------------------------------------------------------------------
Number of Shares 5. Sole Voting 60,272 shares of Common Stock
Beneficially Power
Owned by Each --------------------------------------------------------
Reporting Person
With: 6. Shared Voting
Power
-------------------------------------------------------
7. Sole Dispositive
Power 60,272 shares of Common Stock
--------------------------------------------------------
8. Shared Dispositive
Power
--------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned
by Each Reporting Person 60,272 shares of Common Stock
10. Check box if the Aggregate Amount |_|
in Row (9) Excludes
Certain Shares
(See Instructions)
11. Percent of Class Represented by
Amount in Row (9) .2%
--------------------------------------------------------------------------------
12. Type of Reporting Person (See Instructions) PN
--------------------------------------------------------------------------------
Page 4 of 20 pages
SCHEDULE 13G
Issuer: Corgentech, Inc. CUSIP No: 21872P105
--------------------------------------------------------------------------------
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
J.P. Morgan Partners Global Investors (Cayman), L.P.
26-0032493
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) |_|
(b) |_|
--------------------------------------------------------------------------------
3. SEC Use
Only
--------------------------------------------------------------------------------
4. Citizenship or Place of
Organization
Cayman Islands
--------------------------------------------------------------------------------
Number of Shares 5. Sole Voting 210,213 shares of Common Stock
Beneficially Power
Owned by Each --------------------------------------------------------
Reporting Person
With: 6. Shared Voting
Power
-------------------------------------------------------
7. Sole Dispositive
Power 210,213 shares of Common Stock
--------------------------------------------------------
8. Shared Dispositive
Power
--------------------------------------------------------------------------------
Aggregate Amount Beneficially Owned
9. by Each Reporting Person 210,213 shares of Common Stock
Check box if the Aggregate Amount |_|
in Row (9) Excludes
10. Certain Shares
(See Instructions)
Percent of Class Represented by
11. Amount in Row (9) .8%
--------------------------------------------------------------------------------
12. Type of Reporting Person (See Instructions) PN
--------------------------------------------------------------------------------
Page 5 of 20 pages
SCHEDULE 13G
Issuer: Corgentech, Inc. CUSIP No: 21872P105
--------------------------------------------------------------------------------
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
J.P. Morgan Partners Global Investors (Cayman),II L.P.
26-0005546
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) |_|
(b) |_|
--------------------------------------------------------------------------------
3. SEC Use
Only
--------------------------------------------------------------------------------
4. Citizenship or Place of
Organization
Cayman Islands
--------------------------------------------------------------------------------
Number of Shares 5. Sole Voting
Beneficially Power 23,465 shares of Common Stock
Owned by Each --------------------------------------------------------
Reporting Person
With: 6. Shared Voting
Power
-------------------------------------------------------
7. Sole Dispositive
Power 23,465 shares of Common Stock
--------------------------------------------------------
8. Shared Dispositive
Power
--------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned
by Each Reporting Person 23,465 shares of Common Stock
Check box if the Aggregate Amount
in Row (9) Excludes
10. Certain Shares |_|
(See Instructions)
Percent of Class Represented by
11. Amount in Row (9) .1%
--------------------------------------------------------------------------------
12. Type of Reporting Person (See Instructions) PN
--------------------------------------------------------------------------------
Page 6 of 20 pages
SCHEDULE 13G
Issuer: Corgentech, Inc. CUSIP No: 21872P105
--------------------------------------------------------------------------------
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
J.P. Morgan Partners Global Investors (Selldown), L.P.
56-2489868
--------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) |_|
(b) |_|
--------------------------------------------------------------------------------
3. SEC Use
Only
--------------------------------------------------------------------------------
4. Citizenship or Place of
Organization
Cayman Islands
--------------------------------------------------------------------------------
Number of Shares 5. Sole Voting
Beneficially Power 150,204 shares of Common Stock
Owned by Each --------------------------------------------------------
Reporting Person
With: 6. Shared Voting
Power
-------------------------------------------------------
7. Sole Dispositive
Power 150,204 shares of Common Stock
--------------------------------------------------------
8. Shared Dispositive
Power
--------------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned
by Each Reporting Person 150,204 shares of Common Stock
Check box if the Aggregate Amount
in Row (9) Excludes
10. Certain Shares |_|
(See Instructions)
Percent of Class Represented by
11. Amount in Row (9) .5%
--------------------------------------------------------------------------------
12. Type of Reporting Person (See Instructions) PN
--------------------------------------------------------------------------------
Page 7 of 20 pages
SCHEDULE 13G
Issuer: Corgentech, Inc. CUSIP No: 21872P105
Item 1.
(a) Name of Issuer:
Corgentech, Inc.
(b) Address of Issuer's Principal Executive Offices:
650 Gateway Boulevard
San Francisco, CA 04080
Item 2.
(a) Name of Person Filing:
J.P. Morgan Partners (SBIC), LLC
J.P. Morgan Partners Global Investors, L.P. ("JPMP Global")
J.P. Morgan Partners Global Investors A, L.P. ("JPMP Global A")
J.P. Morgan Partners Global Investors (Cayman), L.P. ("JPMP Cayman")
J.P. Morgan Partners Global Investors (Cayman) II, L.P.
("JPMP Cayman II")
J.P. Morgan Partners Global Investors (Selldown), L.P.
("JPMP Selldown")
Supplemental information relating to the ownership and control of
the person filing this statement is included in Exhibit 2(a)
attached hereto.
Address of Principal Business Office or, if none, Residence:
c/o J.P. Morgan Partners, LLC
1221 Avenue of the Americas
New York, New York 10020
See also supplemental information relating to principal business office is
included in Exhibit 2(a) attached hereto.
(b) Citizenship:
Delaware
(c) Title of Class of Securities (of Issuer):
Common Stock
(d) CUSIP Number:
21872p105
Item 3. If this statement is filed pursuant to ss.ss. 240. 13d-1(b) or 240.
13d-2(b) or (c), check whether the person filing is a:
Not applicable.
Item 4. Ownership
(a) Amount Beneficially Owned:
JPMP (SBIC): 3,005,692 (includes options to purchase 40,000 shares
held in a voting trust)
JPMP Global: 416,373
JPMP Global A: 60,272
Page 8 of 20 pages
SCHEDULE 13G
Issuer: Corgentech, Inc. CUSIP No: 21872P105
JPMP Cayman: 210,213
JPMP Cayman II: 23,465
JPMP Selldown: 150,204
(b) Percent of Class:
JPMP (SBIC): 10.8% (as of December 31, 2004)
JPMP Global: 1.5% (as of December 31, 2004)
JPMP Global A: .2% (as of December 31, 2004)
JPMP Cayman: .8% (as of December 31, 2004)
JPMP Cayman II: .1% (as of December 31, 2004)
JPMP Selldown .5% (as of December 31, 2004)
(c) Number of shares as to which such person has:
(i) JPMP (SBIC): 3,005,692 (includes options to purchase
40,000 shares held in a voting trust)
JPMP Global: 416,373
JPMP Global A: 60,272
JPMP Cayman: 210,213
JPMP Cayman II: 23,465
JPMP Selldown: 150,204
(ii) Not applicable
(iii) JPMP (SBIC): 10.8% (as of December 31, 2004)
JPMP Global: 1.5% (as of December 31, 2004)
JPMP Global A: .2% (as of December 31, 2004)
JPMP Cayman: .8% (as of December 31, 2004)
JPMP Cayman II: .1% (as of December 31, 2004)
JPMP Selldown .5% (as of December 31, 2004)
(iv) Not applicable
Item 5. Ownership of Five Percent or Less of a Class
Not applicable
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company
Not applicable.
Item 8. Identification and Classification of Members of the Group
Not applicable.
Item 9. Notice of Dissolution of Group
Not applicable.
Item 10. Certification
Not applicable
Page 9 of 20 pages
SCHEDULE 13G
Issuer: Corgentech, Inc. CUSIP No: 21872P105
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
Date: February 14, 2005
J.P. MORGAN PARTNERS (SBIC), LLC
By: /s/ Jeffrey C. Walker
--------------------------------------
Name: Jeffrey C. Walker
Title: President
J.P. MORGAN PARTNERS GLOBAL INVESTORS,
L.P.
By: JPMP Global Investors, L.P.,
its General Partner
By: JPMP Capital Corp.,
its General Partner
By:/s/ Jeffrey C. Walker
--------------------------------------
Name: Jeffrey C. Walker
Title: President
J.P, MORGAN PARTNERS GLOBAL
INVESTORS A, L.P.
By: JPMP Global Investors, L.P.,
its General Partner
By: JPMP Capital Corp.,
its General Partner
By: /s/ Jeffrey C. Walker
--------------------------------------
Name: Jeffrey C. Walker
Title: President
Page 10 of 20 pages
SCHEDULE 13G
Issuer: Corgentech, Inc. CUSIP No: 21872P105
J.P. MORGAN PARTNERS GLOBAL INVESTORS
(CAYMAN), L.P.
By: JPMP Global Investors, L.P.,
its General Partner
By: JPMP Capital Corp.,
its General Partner
By: /s/ Jeffrey C. Walker
--------------------------------------
Name: Jeffrey C. Walker
Title: President
J.P. MORGAN PARTNERS GLOBAL INVESTORS
(CAYMAN) II, L.P.
By: JPMP Global Investors, L.P.,
its General Partner
By: JPMP Capital Corp.,
its General Partner
By: /s/ Jeffrey C. Walker
--------------------------------------
Name: Jeffrey C. Walker
Title: President
J.P. MORGAN PARTNERS GLOBAL INVESTORS
(SELLDOWN), L.P.
By: JPMP Global Investors, L.P.,
its General Partner
By: JPMP Capital Corp.,
its General Partner
By: /s/ Jeffrey C. Walker
--------------------------------------
Name: Jeffrey C. Walker
Title: President
Page 11 of 20 pages
SCHEDULE 13G
Issuer: Corgentech, Inc. CUSIP No: 21872P105
EXHIBIT 2(a)
Item 2. Identity and Background.
This statement is being filed by J.P. Morgan Partners (SBIC), LLC,
a Delaware limited liability company (hereinafter referred to as "JPMP (SBIC)"),
whose principal business office is located 1221 Avenue of the Americas, New
York, New York 10020. JPMP (SBIC) is engaged in the venture capital, private
equity and leveraged buyout business. Set forth in Schedule A hereto and
incorporated herein by reference are the names, business addresses, principal
occupations and employments of each executive officer and director of JPMP
(SBIC).
This statement is also being filed by J.P. Morgan Partners Global
Investors, L.P., a Delaware limited partnership ("JPMP Global"), whose principal
place of business is located at the same address as JPMP (SBIC); J.P. Morgan
Partners Global Investors A, L.P., a Delaware limited partnership ("JPMP Global
A"), whose principal place of business is located at the same address as JPMP
(SBIC); J.P. Morgan Partners Global Investors (Cayman), L.P., a limited
partnership organized under the laws of the Cayman Islands ("JPMP Cayman"),
whose principal place of business is located at the same address as JPMP (SBIC);
J.P. Morgan Partners Global Investors (Selldown), L.P. ("JPMP Selldown") and
collectively with JPMP Global, JPMP Global A, JPMP Cayman and JPMP Cayman II the
"Global Fund Entities"), whose principal place of business is located at the
same address as JPMP (SBIC) ). Each of the Global Fund Entities is also engaged
in the venture capital, private equity and leveraged buyout business. The
general partner of each of the Global Fund Entities is J.P. Morgan Partners
Global Investors, L.P., a Delaware limited partnership ("JPMP Investors"), whose
principal place of business is located at the same address as JPMP (SBIC). JPMP
Investors is engaged indirectly in the venture capital, private equity and
leveraged buyout business as general partner of each of the Global Fund
Entities.
The general partner of each of JPMP Master Fund and JPMP Investors,
L.P. is JPMP Capital Corp., a New York corporation (hereinafter referred to as
"JPMP Capital Corp."), whose principal business office is located at the same
address as JPMP (SBIC), and is also engaged directly and indirectly (through
affiliates) in the venture capital, private equity and leveraged buyout
business. Set forth in Schedule B hereto and incorporated herein by reference
are the names, business addresses, principal occupations and employments of each
executive officer and director of JPMP Capital Corp.
JPMP Capital is a wholly owned subsidiary of JPMorgan Chase & Co., a
Delaware corporation (hereinafter referred to as "JPMorgan Chase") which is
engaged (primarily through subsidiaries) in the commercial banking business with
its principal office located at 270 Park Avenue, New York, New York 10017. Set
forth in Schedule C hereto and incorporated herein by reference are the names,
business addresses, principal occupations and employments of each executive
officer and director of JPMorgan Chase.
Page 12 of 20 pages
SCHEDULE 13G
Issuer: Corgentech, Inc. CUSIP No: 21872P105
EXHIBIT 2(b)
JOINT FILING AGREEMENT
The undersigned acknowledge and agree that the foregoing statement
on Schedule 13G is filed on behalf of each of the undersigned and that all
subsequent amendments to this statement on Schedule 13G shall be filed on behalf
of each of the undersigned without the necessity of filing additional joint
acquisition statements. The undersigned acknowledge that each shall be
responsible for the timely filing of such amendments, and for the completeness
and accuracy of the information concerning him or it contained therein, but
shall not be responsible for the completeness and accuracy of the information
concerning the other, except to the extent that he or it knows or has reason to
believe that such information is accurate.
Dated this 14th day of February, 2005.
J.P. MORGAN PARTNERS (SBIC), LLC
By: /s/ Jeffrey C. Walker
--------------------------------------
Name: Jeffrey C. Walker
Title: Prsident
J.P. MORGAN PARTNERS GLOBAL INVESTORS,
L.P.
By: JPMP Global Investors, L.P.,
its General Partner
By: JPMP Capital Corp.,
its General Partner
By: /s/ Jeffrey C. Walker
--------------------------------------
Name: Jeffrey C. Walker
Title: President
Page 13 of 20 pages
SCHEDULE 13G
Issuer: Corgentech, Inc. CUSIP No: 21872P105
J.P, MORGAN PARTNERS GLOBAL
INVESTORS A, L.P.
By: JPMP Global Investors, L.P.,
its General Partner
By: JPMP Capital Corp.,
its General Partner
By: /s/ Jeffrey C. Walker
----------------------------------
Name: Jeffrey C. Walker
Title: President
J.P. MORGAN PARTNERS GLOBAL INVESTORS
(CAYMAN), L.P.
By: JPMP Global Investors, L.P.,
its General Partner
By: JPMP Capital Corp.,
its General Partner
By: /s/ Jeffrey C. Walker
-------------------------------------
Name: Jeffrey C. Walker
Title: President
J.P. MORGAN PARTNERS GLOBAL INVESTORS
(CAYMAN) II, L.P.
By: JPMP Global Investors, L.P.,
its General Partner
By: JPMP Capital Corp.,
its General Partner
By: /s/ Jeffrey C. Walker
-------------------------------------
Name: Jeffrey C. Walker
Title: President
Page 14 of 20 pages
SCHEDULE 13G
Issuer: Corgentech, Inc. CUSIP No: 21872P105
J.P. MORGAN PARTNERS GLOBAL INVESTORS
(SELLDOWN), L.P.
By: JPMP Global Investors, L.P.,
its General Partner
By: JPMP Capital Corp.,
its General Partner
By: /s/ Jeffrey C. Walker
--------------------------------------
Name: Jeffrey C. Walker
Title: President
Page 15 of 20 pages
SCHEDULE 13G
Issuer: Corgentech, Inc. CUSIP No: 21872P105
SCHEDULE A
J.P. MORGAN PARTNERS (SBIC), LLC
Executive Officers(1)
President Jeffrey C. Walker*
Chief Investment Officer Arnold L. Chavkin*
Managing Director Srinivas Akkaraju*
Managing Director Christopher Albinson*
Managing Director Dr. Dana Beth Ardi*
Managing Director Richard Aube*
Managing Director Christopher C. Behrens*
Managing Director John Breckenridge*
Managing Director Julie Casella-Esposito*
Managing Director Rodney A. Ferguson*
Managing Director Cornell P. French*
Managing Director Michael R. Hannon*
Managing Director Matthew Lori*
Managing Director Jonathan R. Lynch*
Managing Director Bryan Martin*
Managing Director Sunil Mishra*
Managing Director Stephen P. Murray*
Managing Director Timothy Purcell*
Managing Director John Reardon*
Managing Director Faith Rosenfeld*
Managing Director Shahan D. Soghikian*
Managing Director William Stueck*
Managing Director Patrick J. Sullivan*
Managing Director Timothy J. Walsh*
Managing Director Richard D. Waters, Jr. *
Managing Director Damion E. Wicker, M.D.*
Directors(1)
Jeffrey C. Walker*
----------
(1) Each of whom is a United States citizen.
* Principal occupation is employee and/or officer of J.P. Morgan Partners,
LLC. Business address is c/o J.P. Morgan Partners, LLC, 1221 Avenue of the
Americas, New York, New York 10020.
** Principal occupation is employee or officer of JPMorgan Chase & Co.
Business address is c/o JPMorgan Chase & Co., 270 Park Avenue, New York,
New York 10017.
Page 16 of 20 pages
SCHEDULE 13G
Issuer: Corgentech, Inc. CUSIP No: 21872P105
SCHEDULE B
JPMP CAPITAL CORP.
Executive Officers(1)
Chief Executive Officer William B. Harrison**
President Jeffrey C. Walker*
Chief Investment Officer Arnold L. Chavkin*
Managing Director Srinivas Akkaraju*
Managing Director Christopher Albinson*
Managing Director Dr. Dana Beth Ardi*
Managing Director Richard Aube*
Managing Director Christopher C. Behrens*
Managing Director John Breckenridge*
Managing Director Julie Casella-Esposito*
Managing Director Rodney A. Ferguson*
Managing Director Cornell P. French*
Managing Director Michael R. Hannon*
Managing Director Matthew Lori*
Managing Director Jonathan R. Lynch*
Managing Director Bryan Martin*
Managing Director Sunil Mishra*
Managing Director Stephen P. Murray*
Managing Director Timothy Purcell*
Managing Director John Reardon*
Managing Director Faith Rosenfeld*
Managing Director Shahan D. Soghikian*
Managing Director William Stueck*
Managing Director Patrick J. Sullivan*
Managing Director Timothy J. Walsh*
Managing Director Richard D. Waters, Jr. *
Managing Director Damion E. Wicker, M.D.*
Directors(1)
William B. Harrison**
Jeffrey C. Walker*
----------
(1) Each of whom is a United States citizen except for Mr. Irigoin.
* Principal occupation is employee and/or officer of J.P. Morgan Partners,
LLC. Business address is c/o J.P. Morgan Partners, LLC, 1221 Avenue of the
Americas, New York, New York 10020.
** Principal occupation is employee or officer of J.P. Morgan Chase & Co.
Business address is c/o J.P. Morgan Chase & Co., 270 Park Avenue, New
York, New York 10017.
(1) Each of whom is a United States citizen.
Page 17 of 20 pages
SCHEDULE 13G
Issuer: Corgentech, Inc. CUSIP No: 21872P105
SCHEDULE C
JPMORGAN CHASE & CO.
Executive Officer(1)
Chairman of the Board and Chief Executive Officer William B. Harrison Jr.*
President and Chief Operating Officer James Dimon*
Chief Information Officer Austin A. Adams*
Co-Chairman, Investment Bank Steven D. Black*
Chief Executive Officer, Card Services William I. Campbell*
Chief Financial Officer Michael J. Cavanagh*
Chairman, West Coast Region David A. Coulter*
Director of Human Resources, Head of Real
Estate/Facilities, General Services, Security John J. Farrell*
Co-General Counsel Joan Guggenheimer*
Director of Corporate Marketing and Communications Frederick W. Hill*
Head, Commercial Banking Samuel Todd Maclin*
Head, Strategy and Business Development Jay Mandelbaum*
Co-General Counsel William H. McDavid*
Chief Executive Officer, Treasury &
Securities Services Heidi Miller*
Head, Retail Financial Services Charles W. Scharf*
Executive Vice President, Card Services Richard J. Srednicki*
Head, Asset & Wealth Management James E. Staley*
Chief Risk Officer Don M. Wilson III*
Co-Chairman, Investment Bank William T. Winters*
----------
(1) Each of whom is a United States citizen.
* Principal occupation is employee or officer of J.P. Morgan Chase & Co.
Business address is c/o J.P. Morgan Chase & Co., 270 Park Avenue, New
York, New York 10017.
Page 18 of 20 pages
SCHEDULE 13G
Issuer: Corgentech, Inc. CUSIP No: 21872P105
Directors(1)
Name Principal Occupation or Employment;
Business or Residence Address
--------------------------------------------------------------------------------
Hans W. Becherer Retired Chairman of the Board and
Chief Executive Officer
Deere & Company
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
John H. Biggs Former Chairman and CEO
TIAA - CREF
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
Lawrence A. Bossidy Retired Chairman of the Board
Honeywell International Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
Stephen B. Burke President
Comcast Cable Communications, Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
James S. Crown President
Henry Crown and Company
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
James Dimon President and Chief Operating Officer
JPMorgan Chase & Co.
270 Park Avenue, 8th Floor
New York, New York 10017-2070
--------------------------------------------------------------------------------
Ellen V. Futter President and Trustee
American Museum of Natural History
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
William H. Gray, III Retired President and Chief Executive
Officer
The College Fund/UNCF
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
----------
(1) Each of whom is a United States citizen.
Page 19 of 20 pages
SCHEDULE 13G
Issuer: Corgentech, Inc. CUSIP No: 21872P105
Directors(1)
Name Principal Occupation or Employment;
Business or Residence Address
--------------------------------------------------------------------------------
William B. Harrison, Jr. Chairman of the Board and Chief
Executive Officer
JPMorgan Chase & Co.
270 Park Avenue, 8th Floor
New York, New York 10017-2070
--------------------------------------------------------------------------------
Laban P. Jackson, Jr. Chairman and Chief Executive Officer
Clear Creek Properties, Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
Lee R. Raymond Chairman of the Board and Chief
Executive Officer
Exxon Mobil Corporation
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
John W. Kessler Owner
John W. Kessler Company
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
Robert I. Lipp Chairman
The St. Paul Travelers Companies, Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
Richard A. Monoogian Chairman and Chief Executive
Officer
Masco Corporation
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
David C. Novak Chairman and Chief Executive
Officer
Yum! Brands, Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
John R. Stafford Retired Chairman of the Board
Wyeth
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
Page 20 of 20 pages