0001144204-05-004886.txt : 20120725 0001144204-05-004886.hdr.sgml : 20120725 20050215130555 ACCESSION NUMBER: 0001144204-05-004886 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050215 DATE AS OF CHANGE: 20050215 GROUP MEMBERS: J.P. MORGAN PARTNERS (SBIC), LLC ("JPMP (SBIC)") GROUP MEMBERS: J.P. MORGAN PARTNERS GLOBAL INVESTORS (CAYMAN) II, L.P. GROUP MEMBERS: J.P. MORGAN PARTNERS GLOBAL INVESTORS (CAYMAN), L.P. ("JPMP GROUP MEMBERS: J.P. MORGAN PARTNERS GLOBAL INVESTORS (SELLDOWN), L.P. GROUP MEMBERS: J.P. MORGAN PARTNERS GLOBAL INVESTORS A, L.P. ("JPMP GLOBAL GROUP MEMBERS: J.P. MORGAN PARTNERS GLOBAL INVESTORS, L.P. ("JPMP GLOBAL") SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CORGENTECH INC CENTRAL INDEX KEY: 0001131517 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 770503399 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-79795 FILM NUMBER: 05616022 BUSINESS ADDRESS: STREET 1: 650 GATEWAY BOULEVARD STREET 2: -- CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 6506249600 MAIL ADDRESS: STREET 1: 650 GATEWAY BOULEVARD CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: J P MORGAN PARTNERS SBIC LLC CENTRAL INDEX KEY: 0001106605 IRS NUMBER: 133376808 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: J.P. MORGAN PARTNERS STREET 2: 1221 AVENUE OF THE AMERICAS 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2128993400 MAIL ADDRESS: STREET 1: J.P. MORGAN PARTNERS STREET 2: 1221 AVENUE OF THE AMERICAS 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: CHASE VENTURE CAPITAL ASSOCIATES LLC DATE OF NAME CHANGE: 20000214 SC 13G 1 v012948.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Rule 13d-102) Informationto be Included in Statements Filed Pursuant to Rule 13d-1(b)(c), and (d) and Amendments thereto Filed Pursuant to Rule 13d-2(b) Corgentech, Inc. -------------------------------------------------------------------------------- (Name of Issuer) Common Stock -------------------------------------------------------------------------------- (Title of Class of Securities) 21872P105 --------------------------------------------------------------------- (CUSIP Number) December 31, 2004 -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |_| Rule 13d-1(c) |X| Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 20 Pages SCHEDULE 13G Issuer: Corgentech, Inc. CUSIP No: 21872P105 -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). J.P. Morgan Partners (SBIC), LLC 13-3371826 -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) |_| (b) |_| -------------------------------------------------------------------------------- 3. SEC Use Only -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Delaware -------------------------------------------------------------------------------- Number of Shares 5. Sole Voting 3,005,692 shares of Common Stock Beneficially Power (includes Options to purchase 40,000) Owned by Each -------------------------------------------------------- Reporting Person With: 6. Shared Voting Power ------------------------------------------------------- 7. Sole Dispositive 3,005,692 shares of Common Stock Power (includes Options to purchase 40,000 shares) -------------------------------------------------------- 8. Shared Dispositive Power -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 3,005,692 shares of Common Stock Check box if the Aggregate Amount in Row (9) Excludes 10. Certain Shares |_| (See Instructions) 11. Percent of Class Represented by Amount in Row (9) 10.8% -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) 00 -------------------------------------------------------------------------------- Page 2 of 20 pages SCHEDULE 13G Issuer: Corgentech, Inc. CUSIP No: 21872P105 -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). J.P. Morgan Partners Global Investors, L.P. 13-4197054 -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) |_| (b) |_| -------------------------------------------------------------------------------- 3. SEC Use Only -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Delaware -------------------------------------------------------------------------------- Number of Shares 5. Sole Voting 416,373 shares of Common Stock Beneficially Power Owned by Each -------------------------------------------------------- Reporting Person With: 6. Shared Voting Power ------------------------------------------------------- 7. Sole Dispositive Power 416,373 shares of Common Stock -------------------------------------------------------- 8. Shared Dispositive Power -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 416,373 shares of Common Stock Check box if the Aggregate Amount in Row (9) Excludes 10. Certain Shares |_| (See Instructions) 11. Percent of Class Represented by Amount in Row (9) 1.5% -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) PN -------------------------------------------------------------------------------- Page 3 of 20 pages SCHEDULE 13G Issuer: Corgentech, Inc. CUSIP No: 21872P105 -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). J.P. Morgan Partners Global Investors A, L.P. 26-0032493 -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) |_| (b) |_| -------------------------------------------------------------------------------- 3. SEC Use Only -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Delaware -------------------------------------------------------------------------------- Number of Shares 5. Sole Voting 60,272 shares of Common Stock Beneficially Power Owned by Each -------------------------------------------------------- Reporting Person With: 6. Shared Voting Power ------------------------------------------------------- 7. Sole Dispositive Power 60,272 shares of Common Stock -------------------------------------------------------- 8. Shared Dispositive Power -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 60,272 shares of Common Stock 10. Check box if the Aggregate Amount |_| in Row (9) Excludes Certain Shares (See Instructions) 11. Percent of Class Represented by Amount in Row (9) .2% -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) PN -------------------------------------------------------------------------------- Page 4 of 20 pages SCHEDULE 13G Issuer: Corgentech, Inc. CUSIP No: 21872P105 -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). J.P. Morgan Partners Global Investors (Cayman), L.P. 26-0032493 -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) |_| (b) |_| -------------------------------------------------------------------------------- 3. SEC Use Only -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Cayman Islands -------------------------------------------------------------------------------- Number of Shares 5. Sole Voting 210,213 shares of Common Stock Beneficially Power Owned by Each -------------------------------------------------------- Reporting Person With: 6. Shared Voting Power ------------------------------------------------------- 7. Sole Dispositive Power 210,213 shares of Common Stock -------------------------------------------------------- 8. Shared Dispositive Power -------------------------------------------------------------------------------- Aggregate Amount Beneficially Owned 9. by Each Reporting Person 210,213 shares of Common Stock Check box if the Aggregate Amount |_| in Row (9) Excludes 10. Certain Shares (See Instructions) Percent of Class Represented by 11. Amount in Row (9) .8% -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) PN -------------------------------------------------------------------------------- Page 5 of 20 pages SCHEDULE 13G Issuer: Corgentech, Inc. CUSIP No: 21872P105 -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). J.P. Morgan Partners Global Investors (Cayman),II L.P. 26-0005546 -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) |_| (b) |_| -------------------------------------------------------------------------------- 3. SEC Use Only -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Cayman Islands -------------------------------------------------------------------------------- Number of Shares 5. Sole Voting Beneficially Power 23,465 shares of Common Stock Owned by Each -------------------------------------------------------- Reporting Person With: 6. Shared Voting Power ------------------------------------------------------- 7. Sole Dispositive Power 23,465 shares of Common Stock -------------------------------------------------------- 8. Shared Dispositive Power -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 23,465 shares of Common Stock Check box if the Aggregate Amount in Row (9) Excludes 10. Certain Shares |_| (See Instructions) Percent of Class Represented by 11. Amount in Row (9) .1% -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) PN -------------------------------------------------------------------------------- Page 6 of 20 pages SCHEDULE 13G Issuer: Corgentech, Inc. CUSIP No: 21872P105 -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). J.P. Morgan Partners Global Investors (Selldown), L.P. 56-2489868 -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) |_| (b) |_| -------------------------------------------------------------------------------- 3. SEC Use Only -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Cayman Islands -------------------------------------------------------------------------------- Number of Shares 5. Sole Voting Beneficially Power 150,204 shares of Common Stock Owned by Each -------------------------------------------------------- Reporting Person With: 6. Shared Voting Power ------------------------------------------------------- 7. Sole Dispositive Power 150,204 shares of Common Stock -------------------------------------------------------- 8. Shared Dispositive Power -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 150,204 shares of Common Stock Check box if the Aggregate Amount in Row (9) Excludes 10. Certain Shares |_| (See Instructions) Percent of Class Represented by 11. Amount in Row (9) .5% -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) PN -------------------------------------------------------------------------------- Page 7 of 20 pages SCHEDULE 13G Issuer: Corgentech, Inc. CUSIP No: 21872P105 Item 1. (a) Name of Issuer: Corgentech, Inc. (b) Address of Issuer's Principal Executive Offices: 650 Gateway Boulevard San Francisco, CA 04080 Item 2. (a) Name of Person Filing: J.P. Morgan Partners (SBIC), LLC J.P. Morgan Partners Global Investors, L.P. ("JPMP Global") J.P. Morgan Partners Global Investors A, L.P. ("JPMP Global A") J.P. Morgan Partners Global Investors (Cayman), L.P. ("JPMP Cayman") J.P. Morgan Partners Global Investors (Cayman) II, L.P. ("JPMP Cayman II") J.P. Morgan Partners Global Investors (Selldown), L.P. ("JPMP Selldown") Supplemental information relating to the ownership and control of the person filing this statement is included in Exhibit 2(a) attached hereto. Address of Principal Business Office or, if none, Residence: c/o J.P. Morgan Partners, LLC 1221 Avenue of the Americas New York, New York 10020 See also supplemental information relating to principal business office is included in Exhibit 2(a) attached hereto. (b) Citizenship: Delaware (c) Title of Class of Securities (of Issuer): Common Stock (d) CUSIP Number: 21872p105 Item 3. If this statement is filed pursuant to ss.ss. 240. 13d-1(b) or 240. 13d-2(b) or (c), check whether the person filing is a: Not applicable. Item 4. Ownership (a) Amount Beneficially Owned: JPMP (SBIC): 3,005,692 (includes options to purchase 40,000 shares held in a voting trust) JPMP Global: 416,373 JPMP Global A: 60,272 Page 8 of 20 pages SCHEDULE 13G Issuer: Corgentech, Inc. CUSIP No: 21872P105 JPMP Cayman: 210,213 JPMP Cayman II: 23,465 JPMP Selldown: 150,204 (b) Percent of Class: JPMP (SBIC): 10.8% (as of December 31, 2004) JPMP Global: 1.5% (as of December 31, 2004) JPMP Global A: .2% (as of December 31, 2004) JPMP Cayman: .8% (as of December 31, 2004) JPMP Cayman II: .1% (as of December 31, 2004) JPMP Selldown .5% (as of December 31, 2004) (c) Number of shares as to which such person has: (i) JPMP (SBIC): 3,005,692 (includes options to purchase 40,000 shares held in a voting trust) JPMP Global: 416,373 JPMP Global A: 60,272 JPMP Cayman: 210,213 JPMP Cayman II: 23,465 JPMP Selldown: 150,204 (ii) Not applicable (iii) JPMP (SBIC): 10.8% (as of December 31, 2004) JPMP Global: 1.5% (as of December 31, 2004) JPMP Global A: .2% (as of December 31, 2004) JPMP Cayman: .8% (as of December 31, 2004) JPMP Cayman II: .1% (as of December 31, 2004) JPMP Selldown .5% (as of December 31, 2004) (iv) Not applicable Item 5. Ownership of Five Percent or Less of a Class Not applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable. Item 8. Identification and Classification of Members of the Group Not applicable. Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certification Not applicable Page 9 of 20 pages SCHEDULE 13G Issuer: Corgentech, Inc. CUSIP No: 21872P105 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 2005 J.P. MORGAN PARTNERS (SBIC), LLC By: /s/ Jeffrey C. Walker -------------------------------------- Name: Jeffrey C. Walker Title: President J.P. MORGAN PARTNERS GLOBAL INVESTORS, L.P. By: JPMP Global Investors, L.P., its General Partner By: JPMP Capital Corp., its General Partner By:/s/ Jeffrey C. Walker -------------------------------------- Name: Jeffrey C. Walker Title: President J.P, MORGAN PARTNERS GLOBAL INVESTORS A, L.P. By: JPMP Global Investors, L.P., its General Partner By: JPMP Capital Corp., its General Partner By: /s/ Jeffrey C. Walker -------------------------------------- Name: Jeffrey C. Walker Title: President Page 10 of 20 pages SCHEDULE 13G Issuer: Corgentech, Inc. CUSIP No: 21872P105 J.P. MORGAN PARTNERS GLOBAL INVESTORS (CAYMAN), L.P. By: JPMP Global Investors, L.P., its General Partner By: JPMP Capital Corp., its General Partner By: /s/ Jeffrey C. Walker -------------------------------------- Name: Jeffrey C. Walker Title: President J.P. MORGAN PARTNERS GLOBAL INVESTORS (CAYMAN) II, L.P. By: JPMP Global Investors, L.P., its General Partner By: JPMP Capital Corp., its General Partner By: /s/ Jeffrey C. Walker -------------------------------------- Name: Jeffrey C. Walker Title: President J.P. MORGAN PARTNERS GLOBAL INVESTORS (SELLDOWN), L.P. By: JPMP Global Investors, L.P., its General Partner By: JPMP Capital Corp., its General Partner By: /s/ Jeffrey C. Walker -------------------------------------- Name: Jeffrey C. Walker Title: President Page 11 of 20 pages SCHEDULE 13G Issuer: Corgentech, Inc. CUSIP No: 21872P105 EXHIBIT 2(a) Item 2. Identity and Background. This statement is being filed by J.P. Morgan Partners (SBIC), LLC, a Delaware limited liability company (hereinafter referred to as "JPMP (SBIC)"), whose principal business office is located 1221 Avenue of the Americas, New York, New York 10020. JPMP (SBIC) is engaged in the venture capital, private equity and leveraged buyout business. Set forth in Schedule A hereto and incorporated herein by reference are the names, business addresses, principal occupations and employments of each executive officer and director of JPMP (SBIC). This statement is also being filed by J.P. Morgan Partners Global Investors, L.P., a Delaware limited partnership ("JPMP Global"), whose principal place of business is located at the same address as JPMP (SBIC); J.P. Morgan Partners Global Investors A, L.P., a Delaware limited partnership ("JPMP Global A"), whose principal place of business is located at the same address as JPMP (SBIC); J.P. Morgan Partners Global Investors (Cayman), L.P., a limited partnership organized under the laws of the Cayman Islands ("JPMP Cayman"), whose principal place of business is located at the same address as JPMP (SBIC); J.P. Morgan Partners Global Investors (Selldown), L.P. ("JPMP Selldown") and collectively with JPMP Global, JPMP Global A, JPMP Cayman and JPMP Cayman II the "Global Fund Entities"), whose principal place of business is located at the same address as JPMP (SBIC) ). Each of the Global Fund Entities is also engaged in the venture capital, private equity and leveraged buyout business. The general partner of each of the Global Fund Entities is J.P. Morgan Partners Global Investors, L.P., a Delaware limited partnership ("JPMP Investors"), whose principal place of business is located at the same address as JPMP (SBIC). JPMP Investors is engaged indirectly in the venture capital, private equity and leveraged buyout business as general partner of each of the Global Fund Entities. The general partner of each of JPMP Master Fund and JPMP Investors, L.P. is JPMP Capital Corp., a New York corporation (hereinafter referred to as "JPMP Capital Corp."), whose principal business office is located at the same address as JPMP (SBIC), and is also engaged directly and indirectly (through affiliates) in the venture capital, private equity and leveraged buyout business. Set forth in Schedule B hereto and incorporated herein by reference are the names, business addresses, principal occupations and employments of each executive officer and director of JPMP Capital Corp. JPMP Capital is a wholly owned subsidiary of JPMorgan Chase & Co., a Delaware corporation (hereinafter referred to as "JPMorgan Chase") which is engaged (primarily through subsidiaries) in the commercial banking business with its principal office located at 270 Park Avenue, New York, New York 10017. Set forth in Schedule C hereto and incorporated herein by reference are the names, business addresses, principal occupations and employments of each executive officer and director of JPMorgan Chase. Page 12 of 20 pages SCHEDULE 13G Issuer: Corgentech, Inc. CUSIP No: 21872P105 EXHIBIT 2(b) JOINT FILING AGREEMENT The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the other, except to the extent that he or it knows or has reason to believe that such information is accurate. Dated this 14th day of February, 2005. J.P. MORGAN PARTNERS (SBIC), LLC By: /s/ Jeffrey C. Walker -------------------------------------- Name: Jeffrey C. Walker Title: Prsident J.P. MORGAN PARTNERS GLOBAL INVESTORS, L.P. By: JPMP Global Investors, L.P., its General Partner By: JPMP Capital Corp., its General Partner By: /s/ Jeffrey C. Walker -------------------------------------- Name: Jeffrey C. Walker Title: President Page 13 of 20 pages SCHEDULE 13G Issuer: Corgentech, Inc. CUSIP No: 21872P105 J.P, MORGAN PARTNERS GLOBAL INVESTORS A, L.P. By: JPMP Global Investors, L.P., its General Partner By: JPMP Capital Corp., its General Partner By: /s/ Jeffrey C. Walker ---------------------------------- Name: Jeffrey C. Walker Title: President J.P. MORGAN PARTNERS GLOBAL INVESTORS (CAYMAN), L.P. By: JPMP Global Investors, L.P., its General Partner By: JPMP Capital Corp., its General Partner By: /s/ Jeffrey C. Walker ------------------------------------- Name: Jeffrey C. Walker Title: President J.P. MORGAN PARTNERS GLOBAL INVESTORS (CAYMAN) II, L.P. By: JPMP Global Investors, L.P., its General Partner By: JPMP Capital Corp., its General Partner By: /s/ Jeffrey C. Walker ------------------------------------- Name: Jeffrey C. Walker Title: President Page 14 of 20 pages SCHEDULE 13G Issuer: Corgentech, Inc. CUSIP No: 21872P105 J.P. MORGAN PARTNERS GLOBAL INVESTORS (SELLDOWN), L.P. By: JPMP Global Investors, L.P., its General Partner By: JPMP Capital Corp., its General Partner By: /s/ Jeffrey C. Walker -------------------------------------- Name: Jeffrey C. Walker Title: President Page 15 of 20 pages SCHEDULE 13G Issuer: Corgentech, Inc. CUSIP No: 21872P105 SCHEDULE A J.P. MORGAN PARTNERS (SBIC), LLC Executive Officers(1) President Jeffrey C. Walker* Chief Investment Officer Arnold L. Chavkin* Managing Director Srinivas Akkaraju* Managing Director Christopher Albinson* Managing Director Dr. Dana Beth Ardi* Managing Director Richard Aube* Managing Director Christopher C. Behrens* Managing Director John Breckenridge* Managing Director Julie Casella-Esposito* Managing Director Rodney A. Ferguson* Managing Director Cornell P. French* Managing Director Michael R. Hannon* Managing Director Matthew Lori* Managing Director Jonathan R. Lynch* Managing Director Bryan Martin* Managing Director Sunil Mishra* Managing Director Stephen P. Murray* Managing Director Timothy Purcell* Managing Director John Reardon* Managing Director Faith Rosenfeld* Managing Director Shahan D. Soghikian* Managing Director William Stueck* Managing Director Patrick J. Sullivan* Managing Director Timothy J. Walsh* Managing Director Richard D. Waters, Jr. * Managing Director Damion E. Wicker, M.D.* Directors(1) Jeffrey C. Walker* ---------- (1) Each of whom is a United States citizen. * Principal occupation is employee and/or officer of J.P. Morgan Partners, LLC. Business address is c/o J.P. Morgan Partners, LLC, 1221 Avenue of the Americas, New York, New York 10020. ** Principal occupation is employee or officer of JPMorgan Chase & Co. Business address is c/o JPMorgan Chase & Co., 270 Park Avenue, New York, New York 10017. Page 16 of 20 pages SCHEDULE 13G Issuer: Corgentech, Inc. CUSIP No: 21872P105 SCHEDULE B JPMP CAPITAL CORP. Executive Officers(1) Chief Executive Officer William B. Harrison** President Jeffrey C. Walker* Chief Investment Officer Arnold L. Chavkin* Managing Director Srinivas Akkaraju* Managing Director Christopher Albinson* Managing Director Dr. Dana Beth Ardi* Managing Director Richard Aube* Managing Director Christopher C. Behrens* Managing Director John Breckenridge* Managing Director Julie Casella-Esposito* Managing Director Rodney A. Ferguson* Managing Director Cornell P. French* Managing Director Michael R. Hannon* Managing Director Matthew Lori* Managing Director Jonathan R. Lynch* Managing Director Bryan Martin* Managing Director Sunil Mishra* Managing Director Stephen P. Murray* Managing Director Timothy Purcell* Managing Director John Reardon* Managing Director Faith Rosenfeld* Managing Director Shahan D. Soghikian* Managing Director William Stueck* Managing Director Patrick J. Sullivan* Managing Director Timothy J. Walsh* Managing Director Richard D. Waters, Jr. * Managing Director Damion E. Wicker, M.D.* Directors(1) William B. Harrison** Jeffrey C. Walker* ---------- (1) Each of whom is a United States citizen except for Mr. Irigoin. * Principal occupation is employee and/or officer of J.P. Morgan Partners, LLC. Business address is c/o J.P. Morgan Partners, LLC, 1221 Avenue of the Americas, New York, New York 10020. ** Principal occupation is employee or officer of J.P. Morgan Chase & Co. Business address is c/o J.P. Morgan Chase & Co., 270 Park Avenue, New York, New York 10017. (1) Each of whom is a United States citizen. Page 17 of 20 pages SCHEDULE 13G Issuer: Corgentech, Inc. CUSIP No: 21872P105 SCHEDULE C JPMORGAN CHASE & CO. Executive Officer(1) Chairman of the Board and Chief Executive Officer William B. Harrison Jr.* President and Chief Operating Officer James Dimon* Chief Information Officer Austin A. Adams* Co-Chairman, Investment Bank Steven D. Black* Chief Executive Officer, Card Services William I. Campbell* Chief Financial Officer Michael J. Cavanagh* Chairman, West Coast Region David A. Coulter* Director of Human Resources, Head of Real Estate/Facilities, General Services, Security John J. Farrell* Co-General Counsel Joan Guggenheimer* Director of Corporate Marketing and Communications Frederick W. Hill* Head, Commercial Banking Samuel Todd Maclin* Head, Strategy and Business Development Jay Mandelbaum* Co-General Counsel William H. McDavid* Chief Executive Officer, Treasury & Securities Services Heidi Miller* Head, Retail Financial Services Charles W. Scharf* Executive Vice President, Card Services Richard J. Srednicki* Head, Asset & Wealth Management James E. Staley* Chief Risk Officer Don M. Wilson III* Co-Chairman, Investment Bank William T. Winters* ---------- (1) Each of whom is a United States citizen. * Principal occupation is employee or officer of J.P. Morgan Chase & Co. Business address is c/o J.P. Morgan Chase & Co., 270 Park Avenue, New York, New York 10017. Page 18 of 20 pages SCHEDULE 13G Issuer: Corgentech, Inc. CUSIP No: 21872P105 Directors(1) Name Principal Occupation or Employment; Business or Residence Address -------------------------------------------------------------------------------- Hans W. Becherer Retired Chairman of the Board and Chief Executive Officer Deere & Company c/o JPMorgan Chase & Co. 270 Park Avenue New York, New York 10017 -------------------------------------------------------------------------------- John H. Biggs Former Chairman and CEO TIAA - CREF c/o JPMorgan Chase & Co. 270 Park Avenue New York, New York 10017 -------------------------------------------------------------------------------- Lawrence A. Bossidy Retired Chairman of the Board Honeywell International Inc. c/o JPMorgan Chase & Co. 270 Park Avenue New York, New York 10017 -------------------------------------------------------------------------------- Stephen B. Burke President Comcast Cable Communications, Inc. c/o JPMorgan Chase & Co. 270 Park Avenue New York, New York 10017 -------------------------------------------------------------------------------- James S. Crown President Henry Crown and Company c/o JPMorgan Chase & Co. 270 Park Avenue New York, New York 10017 -------------------------------------------------------------------------------- James Dimon President and Chief Operating Officer JPMorgan Chase & Co. 270 Park Avenue, 8th Floor New York, New York 10017-2070 -------------------------------------------------------------------------------- Ellen V. Futter President and Trustee American Museum of Natural History c/o JPMorgan Chase & Co. 270 Park Avenue New York, New York 10017 -------------------------------------------------------------------------------- William H. Gray, III Retired President and Chief Executive Officer The College Fund/UNCF c/o JPMorgan Chase & Co. 270 Park Avenue New York, New York 10017 -------------------------------------------------------------------------------- ---------- (1) Each of whom is a United States citizen. Page 19 of 20 pages SCHEDULE 13G Issuer: Corgentech, Inc. CUSIP No: 21872P105 Directors(1) Name Principal Occupation or Employment; Business or Residence Address -------------------------------------------------------------------------------- William B. Harrison, Jr. Chairman of the Board and Chief Executive Officer JPMorgan Chase & Co. 270 Park Avenue, 8th Floor New York, New York 10017-2070 -------------------------------------------------------------------------------- Laban P. Jackson, Jr. Chairman and Chief Executive Officer Clear Creek Properties, Inc. c/o JPMorgan Chase & Co. 270 Park Avenue New York, New York 10017 -------------------------------------------------------------------------------- Lee R. Raymond Chairman of the Board and Chief Executive Officer Exxon Mobil Corporation c/o JPMorgan Chase & Co. 270 Park Avenue New York, New York 10017 -------------------------------------------------------------------------------- John W. Kessler Owner John W. Kessler Company c/o JPMorgan Chase & Co. 270 Park Avenue New York, New York 10017 -------------------------------------------------------------------------------- Robert I. Lipp Chairman The St. Paul Travelers Companies, Inc. c/o JPMorgan Chase & Co. 270 Park Avenue New York, New York 10017 -------------------------------------------------------------------------------- Richard A. Monoogian Chairman and Chief Executive Officer Masco Corporation c/o JPMorgan Chase & Co. 270 Park Avenue New York, New York 10017 -------------------------------------------------------------------------------- David C. Novak Chairman and Chief Executive Officer Yum! Brands, Inc. c/o JPMorgan Chase & Co. 270 Park Avenue New York, New York 10017 -------------------------------------------------------------------------------- John R. Stafford Retired Chairman of the Board Wyeth c/o JPMorgan Chase & Co. 270 Park Avenue New York, New York 10017 -------------------------------------------------------------------------------- Page 20 of 20 pages